Securities Industry Essentials Exam 2023-2024 For Dummies with Online Practice
For Dummies (Verlag)
978-1-119-88685-3 (ISBN)
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Securities Industry Essentials Exam 2023-2024 For Dummies is this year’s definitive study guide for prospective securities industry professionals—that means you! FINRA administers this notoriously difficult exam as a prerequisite to the Series 7 and other series level exams, so you’ll need to know your stuff in order to get where you're going. Securities professionals are in high demand, and this study guide can help you become one of them. You'll have access to two complete practice tests, plus two more online!
With this trusted Dummies guide, you have everything you need to get a high score on the SIE. Hundreds of practice questions help you internalize the must-know info, and we explain the content in a way you can easily grasp. You’ll go into your securities exam feeling, well, secure!
Review all the content tested on the Security Industry Professionals exam
Get prepared with two in-book practice tests and two more online tests
Launch your dream career in the growing field of securities, commodities, and financial services
Take an in-depth look at how the SIE exam is structured and how you can improve your score
Let employers see how well you know your stuff—this friendly study guide is your ticket to passing the SIE.
Steven M. Rice is a partner in Empire Stockbroker Training Institute, one of the country’s leading schools for securities industry training. He is also an instructor at Empire, and his upbeat training style, entertaining sense of humor, and extensive knowledge are highly regarded by his students. Rice also is the author of Series 7 For Dummies.
Introduction 1
Part 1: Getting Started with the SIE Exam 5
Chapter 1: Introducing the SIE (Securities Industry Essentials) Exam 7
Chapter 2: Preparing for the SIE Exam 19
Chapter 3: Examining and Mastering Question Types 31
Chapter 4: Surviving Test Day 41
Part 2: Mastering Basic Security Investments 47
Chapter 5: Securities Underwriting: The Process and the Team Players 49
Chapter 6: Equity Securities: Corporate Ownership 63
Chapter 7: Debt Securities: Corporate and U.S Government Loans 81
Chapter 8: Municipal Bonds: Local Government Securities 99
Part 3: Delving Deeper: Security Investments with a Twist 121
Chapter 9: Delivering Diversification with Packaged Securities 123
Chapter 10: Working with Direct Participation Programs and REITs 143
Chapter 11: Options: Understanding the Basics of Puts and Calls 155
Part 4: Playing Nicely: Serving Your Customers and Following the Rules 179
Chapter 12: Customer Accounts: Doing the Right Thing 181
Chapter 13: Securities Analysis: Doing a Little Market Research 197
Chapter 14: Securities Markets: Taking Orders and Executing Trades 217
Chapter 15: Making Sure the IRS Gets Its Share 231
Chapter 16: Rules and Regulations: No Fooling Around 243
Part 5: Putting Your Knowledge to Good Use: Practice Exams 279
Chapter 17: Bring It On: Practice Exam 1 281
Chapter 18: Answers and Explanations to Practice Exam 1 295
Chapter 19: Nothing But Net: Practice Exam 2 305
Chapter 20: Answers and Explanations to Practice Exam 2 321
Part 6: The Part of Tens 333
Chapter 21: Ten SIE Exam Traps to Avoid 335
Chapter 22: Ten Ways to Start Your Career Off Right 339
Index 343
| Erscheinungsdatum | 04.06.2022 |
|---|---|
| Sprache | englisch |
| Maße | 211 x 269 mm |
| Gewicht | 771 g |
| Themenwelt | Wirtschaft ► Betriebswirtschaft / Management ► Finanzierung |
| ISBN-10 | 1-119-88685-6 / 1119886856 |
| ISBN-13 | 978-1-119-88685-3 / 9781119886853 |
| Zustand | Neuware |
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