The Regulation of Financial Planning in Australia - Angelique Nadia Sweetman McInnes

The Regulation of Financial Planning in Australia

Current Practice, Issues and Empirical Analysis
Buch | Softcover
372 Seiten
2021
Routledge (Verlag)
978-1-032-08980-5 (ISBN)
49,85 inkl. MwSt
This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model by considering theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions and thereafter applying it to financial planning theory.
This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001.



The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees.



This book makes a very useful reference to understanding financial planning licencing model in Australia.

Angelique McInnes is an unorthodox wife, mother, entrepreneur, author, academic, publication reviewer and presenter. Her research interests include international finance, financial services, financial planning, financial technology and digital finance.

1. Introduction 2. International Trends in Financial Adviser Regulation 3. Legitimacy of Current Licensee-Adviser Licensing for Australian Financial Advisers 4. Research Paradigm, Methodology and SEM Design 5. Contextualising Current Licensing of Financial Advisers: Preliminary Analysis using Confirmatory Factor Analysis 6. Empirical Analysis of the Current AFSL-AR Licensing Regime and the Existing Licensee-Adviser Relationship 7. Conclusion

Erscheinungsdatum
Reihe/Serie Banking, Money and International Finance
Zusatzinfo 60 Illustrations, black and white
Verlagsort London
Sprache englisch
Maße 156 x 234 mm
Gewicht 521 g
Themenwelt Wirtschaft Betriebswirtschaft / Management Finanzierung
Wirtschaft Betriebswirtschaft / Management Rechnungswesen / Bilanzen
Betriebswirtschaft / Management Spezielle Betriebswirtschaftslehre Bankbetriebslehre
ISBN-10 1-032-08980-6 / 1032089806
ISBN-13 978-1-032-08980-5 / 9781032089805
Zustand Neuware
Haben Sie eine Frage zum Produkt?
Mehr entdecken
aus dem Bereich

von Detlef Hellenkamp

Buch | Softcover (2022)
Springer Gabler (Verlag)
37,99
denken und handeln wie ein professioneller Trader

von Mark Douglas

Buch | Softcover (2023)
Vahlen, Franz (Verlag)
36,90