Wiley FINRA Series 65 Exam Review 2017 -  Wiley

Wiley FINRA Series 65 Exam Review 2017

The Uniform Investment Adviser Law Examination

(Autor)

Buch | Softcover
516 Seiten
2017
John Wiley & Sons Inc (Verlag)
978-1-119-37974-4 (ISBN)
105,17 inkl. MwSt
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The go-to guide to acing the Series 65 Exam! Consisting of 130 multiple-choice questions in the areas of ethics and legal guidelines, investment strategies, investment vehicles, and economics and analysis, the Uniform Investment Adviser Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives.
The go-to guide to acing the Series 65 Exam! Consisting of 130 multiple-choice questions in the areas of ethics and legal guidelines, investment strategies, investment vehicles, and economics and analysis, the Uniform Investment Adviser Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives. An indispensable resource for anyone preparing to take this tough three-hour exam, Wiley Series 65 Exam Review 2017 was created by the experts at The Securities Institute of America, Inc. It arms you with what you need to score high and pass the Series 65 Exam on your first try. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it features: * Dozens of examples * Assorted practice questions for each subject area covered in the exam * Priceless test-taking tips and strategies * Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 65 Exam Review 2017 is your ticket to passing the Uniform Investment Adviser Law Examination with flying colors!

About the Series 65 Exam xxi About This Book xxv About the Test Bank xxvii About the Securities Institute of America xxix chapter 1 Equity Securities 1 chapter 2 Corporate and Municipal Debt Securities 35 chapter 3 Government and Government Agency Issues 69 chapter 4 Investment Companies 81 chapter 5 Variable Annuities and Retirement Plans 115 chapter 6 Fundamental and Technical Analysis 149 chapter 7 Economic Fundamentals 169 chapter 8 Recommendations, Professional Conduct, and Taxation 187 chapter 9 Securities Industry Rules and Regulations 227 chapter 10 Trading Securities 253 chapter 11 Options 279 chapter 12 Definition of Terms 307 chapter 13 Registration of Broker Dealers, Investment Advisers, and Agents 327 chapter 14 Securities Registration, Exempt Securities, and Exempt Transactions 353 chapter 15 State Securities Administrator: The Uniform Securities Act 369 Answer Keys 387 Glossary of Exam Terms 401 Index 467

Erscheinungsdatum
Verlagsort New York
Sprache englisch
Maße 217 x 275 mm
Gewicht 1244 g
Themenwelt Wirtschaft Betriebswirtschaft / Management Finanzierung
Betriebswirtschaft / Management Spezielle Betriebswirtschaftslehre Bankbetriebslehre
ISBN-10 1-119-37974-1 / 1119379741
ISBN-13 978-1-119-37974-4 / 9781119379744
Zustand Neuware
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