Series 7 Exam 2022-2023 For Dummies with Online Practice Tests (eBook)
480 Seiten
John Wiley & Sons (Verlag)
978-1-119-79685-5 (ISBN)
Your gateway to the world of finance is the Series 7 Exam: pass it and you're in for a rewarding career as a stockbroker. You don't have to study for this important exam alone--Series 7 Exam For Dummies gives you all the tips, tricks, and practice you need to obtain your required certification.
This book smartly balances three areas of study in one convenient package: the topics on the exam, how to prepare for test day and to take the exam, and practice tests. Find in this book:
* How to sign up for the test, and tips to get through test day
* Different study strategies
* The basics of security investments, such as equity securities and municipal bonds
* More advanced security topics, such as margin accounts and packaged securities
* How to conduct market research, such as portfolio and securities analysis
* Legal concerns: IRS, rules, and regulations
* Chapter exams and online practice quizzes
With Series 7 Exam For Dummies as your study guide, you'll be ready to tackle the 125 exam questions. Whether it's a question about the underwriting process, investment companies, or income-tax implications, you'll find all the information to prepare in this resourceful book.
Your stockbroker career is just one certification away--get your copy of Series 7 Exam For Dummies (with included online practice tests) to get started on your career you've worked hard for.
Steven M. Rice is a partner and instructor at Empire Stockbroker Training Institute, one of the country's leading schools for securities industry training. Rice is the author of Securities Industry Essentials Exam For Dummies.
Introduction 1
Part 1: Gearing Up for the Series 7 Exam 5
Chapter 1: Introducing the Series 7 Exam 7
Chapter 2: Preparing for the Series 7 Exam 19
Chapter 3: Examining and Mastering Question Types 31
Chapter 4: Surviving Test Day 43
Part 2: Mastering Basic Security Investments 47
Chapter 5: Underwriting Securities 49
Chapter 6: Corporate Ownership: Equity Securities 67
Chapter 7: Debt Securities: Corporate and U.S. Government Loans 83
Chapter 8: Municipal Bonds: Local Government Securities 109
Part 3: Delving Deeper into Security Investments 141
Chapter 9: Borrowing Money and Securities: The Long and Short of Margin Accounts 143
Chapter 10: Delivering Diversification with Packaged Securities 167
Chapter 11: Working with Direct Participation Programs 193
Chapter 12: Options: The Right to Buy or Sell at a Fixed Price 205
Part 4: Taking Care of Your Customers and Playing by the Rules 253
Chapter 13: Portfolio and Securities Analysis 255
Chapter 14: Going to Market: Orders and Trades 277
Chapter 15: Making Sure the IRS Gets Its Share 297
Chapter 16: No Fooling Around: Rules and Regulations 319
Part 5: A Couple Practice Exams 355
Chapter 17: Practice Exam 1 357
Chapter 18: Answers and Explanations to Practice Exam 1 377
Chapter 19: Practice Exam 2 397
Chapter 20: Answers and Explanations to Practice Exam 2 417
Part 6: The Part of Tens 435
Chapter 21: Ten Series 7 Exam Traps to Avoid .437
Chapter 22: Ten Ways to Start Your Career Off Right 441
Appendix: Important Figures and Formulas 445
Index 447
| Erscheint lt. Verlag | 4.5.2021 |
|---|---|
| Sprache | englisch |
| Themenwelt | Schulbuch / Wörterbuch |
| Sozialwissenschaften ► Pädagogik ► Erwachsenenbildung | |
| Schlagworte | Prüfung • Prüfungsvorbereitung • Test Prep |
| ISBN-10 | 1-119-79685-7 / 1119796857 |
| ISBN-13 | 978-1-119-79685-5 / 9781119796855 |
| Haben Sie eine Frage zum Produkt? |
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