Federal Securities Laws

A federal securities laws supplement, providing selected statutes, rules, and forms. This is the most complete supplement available. Contents include the Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws.

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This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. It contains many changes from the prior year's version, including:


Amendments to Regulations S–K;
Amendments to Regulation S–T;
Amendments to Regulation 13 D–G;
Amendments to Regulation 14A;
Amendments to Regulation 14C;
Amendments to Regulation 14D;
New Securities Act Rule 408 under Regulation S–T regarding filing fee exhibit interactive data;
New Exchange Act Rule 14a–19 regarding solicitation of proxies in support of director nominees other than the registrant's nominees;
Amendments to Rules and Regulations under the Investment Company Act;
Amendments to Rules and Regulations under the Investment Advisers Act;
Amendments to various forms.


This edition has a cutoff date of September 19, 2022.