Governance of Financial Institutions -

Governance of Financial Institutions

Buch | Hardcover
640 Seiten
2019
Oxford University Press (Verlag)
978-0-19-879997-9 (ISBN)
277,45 inkl. MwSt
This book provides unique access to comprehensive legal and multidisciplinary analysis of the important topic of governance of financial institutions and includes coverage of the new requirements for management functions under MiFID II.
This book examines the topical issue of governance of financial institutions, covering banks, investment firms, asset management, pension funds and insurance firms. It comprehensively analyses the impact and practice of the new and more robust requirements for management functions under MiFID II (Markets in Financial Instruments Directive) and other regulation such as MAR (Market Abuse Regulation).

Thematically grouped chapters provide extensive coverage of the main areas of change and interest in this field: financial regulation, models, systemic risk, culture and ethics, and conduct and culture. Each chapter employs an interdisciplinary approach, providing high-quality analysis and discussion of the governance of financial institutions of a practical, as well as theoretical, nature.

Written by a team of expert contributors, comprised of leading scholars with broad practical experience, and leading practitioners in the field of corporate governance, this book provides much needed analysis of this important topic and the new rules for those advising financial institutions.

Professor Danny Busch holds the Chair for Financial Law at Radboud University, Nijmegen, where he is also the Director of the Institute for Financial Law. He has published extensively, many of those publications written in English, including with OUP. He is a Research Fellow of Harris Manchester College and a Fellow of the Commercial Law Centre, University of Oxford. Guido Ferrarini is Emeritus Professor of Business Law and Capital Markets Law at the University of Genoa, Department of Law, and Director of the Centre for Law and Finance. He holds a J. D. (University of Genoa, 1972), an LL.M. (Yale Law School, 1978) and a Dr. jur. (h.c., Ghent University, 2009). He is founder and fellow of the European Corporate Governance Institute (ECGI), Brussels. Gerard van Solinge is Professor of Corporate Law at Radboud University Nijmegen where he is a member of the scientific board of the research programme Company Law of the Business and Law Research Centre. He also practises as an attorney at Allen & Overy LLP and has written a number of books and articles.

I. General
1: Danny Busch, Guido Ferrarini, Gerard Van Solinge: Governing Financial Institutions: Law and Regulation, Conduct and Culture
2: Jens-Hinrich Binder: Corporate Governance of Financial Institutions: In Need of Cross-Sectoral Regulation? A comparative analysis of banks, investment firms, asset managers, and pension funds
3: Arthur van den Hurk and Michele Siri: Comparative Regulation of Corporate Governance in the Insurance Sector
4: Bart Bierens: The Governance of Banks and the Requirement of Resolvability: a Fundamental Change in Perspective?
5: Kitty Lieverse and Claartje Bulten: Comparative Regulation of Corporate Governance in th e Insurance Sector
II. Governance Structures and Regulations
6: Paul Davies and Klaus Hopt: Non-Shareholder Voice in Bank Governance: Board Composition, Performance and Liability
7: Steven Schwarz (Aleaha Jones, and Jiazhen Yan): Responsibility of Directors of Financial Institutions
8: Iris Palm-Steyerberg and Danny Busch: Fit and Proper Requirments in EU Financial Regulation: Towards More Cross-Sectoral Harmonisation?
9: Lodewijk van Setten: Risk, Risk Management, and Internal Controls
10: Paolo Saguato: Financial Market Infrastructures: The Essential Role of Risk Management
11: Guido Ferrarini: Compensation in Financial Institutions: Systemic Risk, Regulation and Proportionality
12: Carmine di Noia and Matteo Gargantini: Corporate Governance, Financial Information and MAR
III. Ownership Structures
13: Cristina Ungureanu: Engagement of Institutional Investors
14: Katja Langenbucher, Johannes Adolff and Christina Skinner: State-owned Financial Institutions
15: Gerard van Solinge and Martin van Olffen: Co-operative Banks: A Dutch Experience
IV. Conduct and Culture
16: Guido Ferrarini and Shanshan Zhu: Corporate Culture in the Governance of Financial Institutions: An Interdisciplinary Approach
17: Wijnand Nuijts: Public Supervision of Behaviour and Culture at Financial Institutions
18: Danny Busch and Peter Laaper: Conduct and Culture in the Netherlands: The Dutch Banker's Oath and the Dutch Banking Disciplinary Committee
19: Antonella Sciarrone Alibrandi and Claudi Frigeni: Managing Conduct Risk: From Rules to Culture
20: Geneviève Helleringer and Christina Skinner: Conflicts of Interest: Comparing Compliance and Culture in the US and UK
21: Paulo Giudici: The Venetian Banks Collapse
22: Maribel Saez and Maria Gutierrez: The Spanish Banking Crisis as a Corporate Governance Problem
23: José Engrácia Antunes: Banco Espírito Santo: Anatomy of Banking Scandal in Portugal
24: Bas de Jong: Governance Problems in Dutch Financial Institutions from 2007 to-2017

Erscheinungsdatum
Reihe/Serie Oxford EU Financial Regulation
Verlagsort Oxford
Sprache englisch
Maße 164 x 238 mm
Gewicht 1110 g
Themenwelt Recht / Steuern EU / Internationales Recht
Recht / Steuern Wirtschaftsrecht Bank- und Kapitalmarktrecht
Recht / Steuern Wirtschaftsrecht Gesellschaftsrecht
ISBN-10 0-19-879997-7 / 0198799977
ISBN-13 978-0-19-879997-9 / 9780198799979
Zustand Neuware
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