Money Laundering Compliance

Tim Bennett is Chief Executive of the Belgrave Group and a solicitor and member of the Law Society of England and Wales, the Law Society of Hong Kong and the Bermuda Bar.

Contents
Chapter 1 Introduction: the core principles, and towards a ‘cashless society’
Chapter 2 The UK AML-CFT framework – background
Chapter 3 The UK AML-CFT framework – the principal UK ML offences
Chapter 4 The UK AML-CFT framework – failure to disclose and tipping-off
Chapter 5 The UK AML-CFT framework – tracing, asset recovery and forfeiture
Chapter 6 The UK AML-CFT framework – the Money Laundering Regulations and JMLSG Guidance
Chapter 7 The UK AML-CFT framework – technical issues
Chapter 8 Fiscal offences, foreign tax enforcement, ‘legacy’ issues, FATCA and Amnesty programmes
Chapter 9 Tax transparency, TIEAs, OECD automatic exchange of tax information and the Common Reporting Standard
Chapter 10 EU initiatives and the Money Laundering Directives
Chapter 11 Customer due diligence, compliance and risk management
Chapter 12 STR reporting procedures and dealing with the client
Chapter 13 Legal professionals and practitioners – specific issues
Chapter 14 Trustees, executors and TSPs – specific issues
Chapter 15 CSPs: specific issues
Chapter 16 Banks (internal policies) and investment managers –specific issues
Chapter 17 AML in selected non-UK jurisdictions
Chapter 18 Bribery and corruption
Chapter 19 Concerns and conclusions
Appendices
Appendix 1 Statutes and EU Provisions
Appendix 2 FATF and Supranational reports
Appendix 3 Amnesty Programmes and Disclosure Facilities
Appendix 4 OECD Exchange of Information, Early Adopters and Other Committed Parties
Appendix 5 Customer Due Diligence
Appendix 6 Suspicious Transaction Reports (‘STRS’) and Reporting
Appendix 7 Lawyers, Law Reports and Cases
Appendix 8 Trustees and Money Laundering
Appendix 9 AML in selected non-UK
Appendix 10 AML-CFT Prosecutions & Fines
Appendix 11 Data Leaks, Penetrations and Thefts; Whistleblowing; the Financial Secrecy Index