Advanced Operations Management (eBook)

David Loader is Managing Director of the London based Derivatives and Securities Consultancy Ltd (DSC). DSC provides various consultancy and educational services to a wide range of financial institutions globally. David has over thirty years' experience in the finance industry, particularly in operations, gained in a number of major organisations including SG Warburg Group where he was Operations Director. He is heavily involved in financial education and training, as a Director of Computer Based Learning Ltd (providing e-learning solutions to the financial services industry), and as an author and presenter of training courses for The Securities and Investment Institute. David is a member of The International Guild of Bankers, The Institute of Directors and The Securities and Investment Institute.

Preface.

About the author.

1 THE CHALLENGE.

2 THE MANAGEMENT PHILOSOPHY.

3 THE MANAGEMENT OF RISK.

4 SECURITIES FINANCING.

5 TREASURY AND FUNDING.

6 RESOURCE MANAGEMENT.

7 TECHNOLOGY IN OPERATIONS.

8 PROCEDURAL DOCUMENTATION-CAPTURING THE KNOWLEDGEBASE.

9 CLIENT MANAGEMENT.

10 MANAGEMENT INFORMATION.

11 OUTSOURCING/INSOURCING OPERATIONS FUNCTIONS.

12 INDUSTRY DEVELOPMENTS.

Appendices.

A FATF DOCUMENTS ON THE FORTY RECOMMENDATIONS.

B FATF-GAFI.

C CONSOLIDATED KYC RISK MANAGEMENT.

Glossary.

List of abbreviations.

Useful websites and suggested further reading.

Index.