Integrated Assessment of Scale Impacts of Watershed Intervention -  V. Ratna Reddy,  Geoffrey J. Syme

Integrated Assessment of Scale Impacts of Watershed Intervention (eBook)

Assessing Hydrogeological and Bio-physical Influences on Livelihoods
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2014 | 1. Auflage
454 Seiten
Elsevier Science (Verlag)
978-0-12-800846-1 (ISBN)
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Integrated Assessment of Scale Impacts of Watershed Interventions is the outcome of a multi-disciplinary research team of social scientists, hydrologists (groundwater and surface water), modellers; and bio-physical scientists who have worked together over five years to develop an integrated model of the sustainability of biophysical, economic and social impacts of watersheds. Impacts of watershed interventions are assessed at upstream, mid-stream and downstream locations of two hydrological units that are characterised with differential bio-physical attributes. The editors propose that watershed interventions, when integrated with hydro-geology and bio-physical aspects, have greater influence on the resilience of the socio-ecological system. This book takes these aspects in to consideration and in the process provides insights in to watershed design and implementation.
  • Integrates hydrogeology, bio-physical, and socioeconomic aspects of watersheds in a hydrological context
  • Provides a comprehensive understanding of the impacts  of watershed interventions
  • Assesses the role of watershed interventions in enhancing household resilience
  • Provides hydrological and socio-economic methodologies for  design of sustainble watershed  interventions including scale and institutional arrangements for implementing and sustaining watershed interventions

Integrated Assessment of Scale Impacts of Watershed Interventions is the outcome of a multi-disciplinary research team of social scientists, hydrologists (groundwater and surface water), modellers; and bio-physical scientists who have worked together over five years to develop an integrated model of the sustainability of biophysical, economic and social impacts of watersheds. Impacts of watershed interventions are assessed at upstream, mid-stream and downstream locations of two hydrological units that are characterised with differential bio-physical attributes. The editors propose that watershed interventions, when integrated with hydro-geology and bio-physical aspects, have greater influence on the resilience of the socio-ecological system. This book takes these aspects in to consideration and in the process provides insights in to watershed design and implementation. Integrates hydrogeology, bio-physical, and socioeconomic aspects of watersheds in a hydrological context Provides a comprehensive understanding of the impacts of watershed interventions Assesses the role of watershed interventions in enhancing household resilience Provides hydrological and socio-economic methodologies for design of sustainble watershed interventions including scale and institutional arrangements for implementing and sustaining watershed interventions

Front Cover 1
Integrated Assessment of Scale Impacts of Watershed Intervention: Assessing Hydrogeological and Bio-physical Influences on Livelihoods 4
Copyright 5
Contents 6
List of Contributors 14
Foreword 16
Acknowledgments 18
Part 1 Setting 22
Chapter 1 - Introduction 24
1.1 BACKGROUND 24
1.2 RAINFED AGRICULTURE AND WSD IN INDIA 26
1.3 WATERSHED POLICIES IN INDIA 28
1.4 WSD AND IMPORTANCE OF SCALE 29
1.5 NEED FOR AN INTEGRATED APPROACH 33
1.6 ABOUT THIS BOOK 36
REFERENCES 41
Chapter 2 - Analytical Framework, Study Design, and Methodology 44
2.1 INTRODUCTION 45
2.2 STRATEGIC CONCEPTUAL AND METHODOLOGICAL ISSUES 45
2.3 ASSESSING SCALE IMPACTS OF WSD: AN ANALYTICAL FRAMEWORK 46
2.4 BIOPHYSICAL MODELING 47
2.5 ASSESSING SOCIOECONOMIC IMPACTS 52
2.6 MODEL OF INTEGRATION: THE BNS 60
2.7 EQUITY AND JUSTICE ISSUES 62
2.8 STAKEHOLDER ENGAGEMENT 62
2.9 APPROACH AND SAMPLING DESIGN 63
2.10 PROFILE OF SAMPLE SITES 70
REFERENCES 75
Part 2 Hydro-geological and Bio-physical Aspects of the Watersheds 76
Chapter 3 - Investigating Geophysical and Hydrogeological Variabilities and Their Impact on Water Resources in the Context ... 78
3.1 INTRODUCTION 79
3.2 STUDY AREAS 80
3.3 MATERIALS AND METHODS 84
3.4 RESULTS AND FINDINGS 86
3.5 DISCUSSION 97
3.6 ZONES SUITABLE FOR DIFFERENT TYPES OF ARTIFICIAL RECHARGE INTERVENTIONS 100
3.7 CONCLUSION 102
ACKNOWLEDGMENTS 103
REFERENCES 103
Chapter 4 - Application of a Simple Integrated Surface Water and Groundwater Model to Assess Mesoscale Watershed Development 106
4.1 INTRODUCTION 106
4.2 MODEL DEVELOPMENT 109
4.3 SITE DESCRIPTION AND MODEL PARAMETERIZATION 110
4.4 RESULTS 114
4.5 DISCUSSION 117
4.6 CONCLUSIONS 117
ACKNOWLEDGMENTS 118
REFERENCES 118
Chapter 5 - Modeling the Impact of Watershed Development on Water Resources in India 120
5.1 INTRODUCTION 121
5.2 EFFECTIVE AND SUSTAINABLE WSD: HYDROLOGICAL CONSIDERATIONS 123
5.3 STUDY SITES IN WEST BENGAL 124
5.4 DATA COLLECTION 125
5.5 MODELING HYDROLOGICAL RESPONSE 135
5.6 APPLICATION TO ANDHRA PRADESH 148
5.7 MODIFICATION OF THE ORIGINAL MODEL 153
5.8 CALIBRATION AND VALIDATION MODEL ON THE LAKSHMIPURAM CATCHMENT 158
5.9 APPLYING THE MODEL ON AN UNGAUGED STUDY SITE IN ANDHRA PRADESH 164
5.10 DISCUSSION 165
5.11 CONCLUSION 167
REFERENCES 168
Chapter 6 - Sustainable Watershed Development Design Methodology 170
6.1 INTRODUCTION 170
6.2 METHODOLOGY AND APPROACH 171
6.3 CHARACTERIZATION OF BIOPHYSICAL RESOURCES OF THE STUDY SITES 173
6.4 DESCRIPTION OF HUNS 195
6.5 LAND AND WATER MANAGEMENT INTERVENTIONS THROUGH WATERSHED PROGRAMS 197
6.6 ASSESSMENT OF WATERSHED INTERVENTIONS ON HYDROLOGY OF WATERSHEDS 200
6.7 CONCLUSIONS 211
Part 3 Socio-economic and Livelihood Impacts of Watersheds 212
Chapter 7 - Assessing Livelihood Impacts of Watersheds at Scale: An Integrated Approach 214
7.1 INTRODUCTION 214
7.2 APPROACH AND METHODS 216
7.3 SAMPLE SELECTION AND PROFILE OF THE STUDY SITES 218
7.4 IMPACT OF WSD—THE SRL APPROACH 221
7.5 IMPACT OF WSD ON RESILIENCE 253
7.6 FACTORS INFLUENCING RESILIENCE 258
7.7 CONCLUSIONS 270
REFERENCES 272
Chapter 8 - Evaluating the Determinants of Perceived Drought Resilience: An Empirical Analysis of Farmers’ Survival Capabil ... 274
8.1 INTRODUCTION 274
8.2 METHODOLOGY AND FINDINGS 279
8.3 TESTING FOR THE IMPACT OF WATERSHED INTERVENTIONS ON DROUGHT RESILIENCE 299
8.4 CONCLUSION 304
REFERENCES 305
Chapter 9 - Modeling Livelihood Indicators and Household Resilience using Bayesian Networks 308
9.1 INTRODUCTION 308
9.2 BNS 310
9.3 CAPITAL STRENGTH AND RESILIENCE BNS 316
9.4 ANALYZING SOCIAL CAPITAL USING THE BN SUBMODEL 329
9.5 SYNTHESIS 336
REFERENCES 336
Chapter 10 - Justice and Equity in Watershed Development in Andhra Pradesh 338
10.1 INTRODUCTION 339
10.2 A COMPARATIVE EVALUATION OF THE CONCEPT OF JUSTICE IN WATER RESOURCES MANAGEMENT IN AUSTRALIA AND INDIA: THE ROLE OF PARTIC ... 339
10.3 COLLECTIVE ACTION AND PROPERTY RIGHTS FOR POVERTY ALLEVIATION: A CONCEPTUAL FRAMEWORK BASED ON THE EXPERIENCE OF WSD IN SEM ... 353
10.4 COMMUNITY VIEWS ON COLLECTIVE ACTION AND THE EQUITY OF THE WSD PROCESS 365
10.5 CONCLUSION 368
REFERENCES 369
Part 4 Integrating Science into Policy and Practice 374
Chapter 11 - High Stakes—Engagement with a Purpose 376
11.1 INTRODUCTION 376
11.2 ACTUAL PROCESS ADOPTED IN THE PROJECT 379
11.3 OUTCOMES OF THE PROCESS ADOPTED AND LESSONS LEARNED 384
11.4 MODEL FOR EFFECTIVE STAKEHOLDER ENGAGEMENT—NEED FOR AND ISSUES INVOLVED IN CLOSER ENGAGEMENT WITH STAKEHOLDERS 385
REFERENCES 388
APPENDIX 1: DETAILS OF STAKEHOLDER COMMUNICATION PLAN 389
APPENDIX 1: DETAILS OF STAKEHOLDER COMMUNICATION PLAN 376
APPENDIX 2: STAKEHOLDER ENGAGEMENT DETAILS 392
APPENDIX 3: DETAILS OF WORKSHOP ORGANIZED BY THE PROJECT TEAM IN COLLABORATION WITH DRD 392
PARTICIPANTS’ FEEDBACK ON THE WORKSHOP 393
APPENDIX 4: PROJECT TEAM’S PERCEPTIONS ABOUT STAKEHOLDER ENGAGEMENT 395
Chapter 12 - Exploring Implications of Climate, Land Use, and Policy Intervention Scenarios on Water Resources, Livelihoods ... 400
12.1 INTRODUCTION 400
12.2 ANALYSIS TOOLS 401
12.3 BIOPHYSICAL SCENARIOS 405
12.4 SOCIAL SCENARIO 422
12.5 SYNTHESIS 426
REFERENCES 428
Chapter 13 - Summary and Conclusion 430
13.1 BACKGROUND 430
13.2 HYDROGEOLOGY AND BIOPHYSICAL ASPECTS 432
13.3 SOCIOECONOMIC IMPLICATIONS 435
13.4 THE APPROACH TO INTEGRATION 437
13.5 PUTTING SCIENCE TO PRACTICE 438
13.6 THE WAY FORWARD 439
Index 442

Chapter 1

Introduction


V. Ratna Reddy,  and Geoffrey J. Syme§     ∗Livelihoods and Natural Resource Management Institute, Hyderabad, India     §Edith Cowan University, Perth, Australia

Abstract


This chapter sets the context of the book in general. It outlines the background and objectives of the book against the backdrop of existing literature reviews. It provides the policy context of watershed development and its transformation over the years from a soil and water conservation technology to a broader rural development intervention in the rainfed areas. The chapter provides insight into the interactions between the hydrogeological and biophysical aspects of a watershed and the resulting influence on the quality and quantity of watershed impacts on the local communities. It also explores the potential of watershed development in the context of increasing climate variability as a mitigation or adaptation strategy for improved resilience of the farming communities. The discussion highlights the importance of understanding these complex interactions specifically in the context of scale and their importance in achieving sustainable soil and water management and economic and livelihoods outcomes.

Keywords


Biophysical; hydrogeology; impacts; resilience; scale; watershed development

Chapter Outline

1.1. Background


Rainfed agriculture accounts for more than 75% of the cropped area in the world. One-third of the developing world’s population lives in the less-favored rainfed regions [1]. In India, rainfed agriculture accounts for 60% of the cropped area, and is the food basket for the poor, with a millet-dominant crop pattern. About 70% of India’s population is dependent on rainfed agriculture. Therefore it holds promise for future food security because of the saturation of productivity in the green revolution regions.
Rainfed regions house the largest proportion of poor people in India. Further, these regions are expected to be the worst affected in the context of climate variability (e.g., natural disasters like frequent droughts, floods, etc.) and, as a result, productivity. In this context, watershed technology is seen as one of the best alternatives for improving land productivity in terms of reducing soil degradation, runoff, improved in situ soil moisture, access to irrigation, and so on, which in turn improves the resilience of the system. The resilience of the farming community in the context of watershed development (WSD) and livelihood strategies at the household level is closely linked to hydrogeological and biophysical attributes of the ecosystem. However, these aspects have not been integral to watershed assessments.
In the recent years, the WSD program in India has transformed from a soil and water conservation initiative to a comprehensive rural development and livelihoods program; although soil and water conservation remains the core. Recent changes in the scale of watersheds from micro (500 ha) to meso (5000–10000 ha) under the Integrated Watershed Management Program (IWMP) facilitates the integration of hydrogeological and biophysical aspects. Comprehensive impact assessments at the meso level can be demanding in terms of data and methods of assessment. The larger scale of watershed should assist in capturing the externalities relating to groundwater and surface water flows in comparison with the micro approach. Mesoscale evaluation accounts for the impact of positive and negative externalities across the streams while assessing watershed impacts.
Impact measurements of developmental initiatives are more often used to correct the type and nature of interventions and implementation modalities. Often the objective is to improve allocative efficiency of resources and improve the value for money. This assumes specific programs, such as WSD in India, are important since they receive huge budgetary allocations (Rs.25,000 crores per year, i.e., $4.545 million per year). Measuring the watershed impacts becomes more complex as watershed interventions consider how hydrogeological and biophysical aspects affect livelihoods. Integration of hydrogeological and biophysical aspects into watershed interventions makes resilience an important attribute, especially in the context of climate change impacts. Integrated assessments of watersheds from a resilience perspective are either rare or absent, and there are several reasons for this.
Until now, watershed impact assessment studies focused on the socioeconomic and natural resource impacts [2,3]. Such assessments are also used to estimate the benefit–cost ratios of the program [3]. With the introduction of a livelihood component along with a participatory approach to implementation during the late 1990s, impact studies have started to use the sustainable livelihoods (SL) framework to assess impacts [4,5]. The SL framework is a more comprehensive approach that looks beyond the income and employment aspects of poverty, assessing the impacts using the five capitals financial: natural, social, human, and physical dimensions of poverty. These dimensions of poverty are more long term in nature. Despite the fact that the prime objective of WSD is soil and water conservation and thus improved productivity and environmental sustainability of the system, not much attention has been paid to assessing the societal resilience aspects of WSD.
In most cases, watershed impact studies do not have the backing of valid baseline information. This limits the appropriate interpretation of the perceived impacts, as the data generated from the households suffer from memory lapse when “before and after” methods are used. In addition, getting a perfectly matching sample becomes a limitation when “with and without” methods are used. Hence, adopting a “double difference” method where both approaches are combined is expected to provide the best proxy in the absence of baseline [4] information. Of late, methods like propensity matching have been used to overcome the baseline deficiencies.
Impact assessments are also influenced by the timing of the study. While impacts are clearly captured in the immediate post-implementation phase, attribution of impacts can get blurred by potential exogenous influences as the gap between implementation and assessment increases. In this context, using resilience as a robust impact indicator would help to address the current limitations of impact assessment to a significant extent. In a way, resilience is directly linked to watershed interventions; if there are more water resources available, then production should also be more reliable. Resilience is also more long term in nature and hence addresses the sustainability aspects of WSD. When resilience is linked to the five capitals, it becomes a robust and comprehensive concept in understanding the IWMP impacts in the absence of baseline information.
This book outlines an integrated approach derived to provide insights into appropriate designs of watershed interventions in the hydrogeological and biophysical context. The hypothesis is that specific watershed interventions are required that suit the technical attributes of the location rather than a blanket approach of uniform interventions. While advanced hydrogeological and biophysical models are used to assess the water and land use impacts, a sustainable rural livelihood framework is implemented to assess the community-level impact. Finally, a Bayesian network (BN) is used to integrate the dimensions. This network approach is also used to develop scenarios of climate and land use changes, while providing a generalizable evaluation tool for policy analysis, including the scale at which watershed interventions should be delivered.

1.2. Rainfed Agriculture and WSD in India


While the policy bias, resulting in intensive agricultural practices, has paid off in terms of meeting the country’s food demands in the short run, it has proved to be unsustainable, economically as well as environmentally, in the long run. This, coupled with the limited scope for expanding irrigation (through traditional methods of damming the rivers), has prompted the policy shift toward rainfed agriculture. Although recent policies failed to address the problems of irrigated agriculture through improving the allocative efficiency of crucial inputs like water, concerted efforts have been made toward improving the conditions of rainfed farming. Development of such regions, in terms of enhancing the crop yield, holds the key for future food security. Also, these regions are increasingly confronted with environmental problems such as wind and soil erosion; it is feared that the intensity of resource degradation is reaching irreversible levels in some of these regions. Thus, promotion of appropriate technologies and development strategies in these regions would result in multiple benefits: (1) ensuring food security, (2) enhancing the viability of farming, and (3) restoring the ecological balance. Approximately 15% of India’s 329 million hectares of geographical area is already degraded [6].
Rainfed regions account for more than 50% of the cultivable land and support 40% of India’s population. For the government of India, WSD is one of the primary vehicles of...

Erscheint lt. Verlag 15.10.2014
Sprache englisch
Themenwelt Naturwissenschaften Biologie Ökologie / Naturschutz
Naturwissenschaften Geowissenschaften
Technik Elektrotechnik / Energietechnik
ISBN-10 0-12-800846-6 / 0128008466
ISBN-13 978-0-12-800846-1 / 9780128008461
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