CFA Program Curriculum 2020 Level I Volumes 1-6 Box Set (eBook)
100 Seiten
Wiley (Verlag)
978-1-119-59357-7 (ISBN)
Clear, concise instruction for all CFA Program Level I concepts and competencies for the 2020 exam
The same official curricula that CFA Program candidates receive with program registration is now publicly available for purchase. CFA Program Curriculum 2020 Level I, Volumes 1-6 provides the complete Level I curriculum for the 2020 exam, delivering the Candidate Body of Knowledge (CBOK) with expert instruction on all 10 topic areas of the CFA Program. Fundamental concepts are explained in-depth with a heavily visual style, while cases and examples demonstrate how concepts apply in real-world scenarios. Coverage includes ethical and professional standards, quantitative analysis, economics, financial reporting and analysis, corporate finance, equities, fixed income, derivatives, alternative investments, and portfolio management, all organized into individual sessions with clearly defined Learning Outcome Statements. Charts, graphs, figures, diagrams, and financial statements illustrate concepts to facilitate retention, and practice questions provide the opportunity to gauge your understanding while reinforcing important concepts.
- Learning Outcome Statement checklists guide readers to important concepts to derive from the readings
- Embedded case studies and examples throughout demonstrate practical application of concepts
- Figures, diagrams, and additional commentary make difficult concepts accessible
- Practice problems support learning and retention
CFA Institute promotes the highest standards of ethics, education, and professional excellence among investment professionals. The CFA Program curriculum guides you through the breadth of knowledge required to uphold these standards.
CFA Institute is the global association of investment professionals that sets the standard for professional excellence and credentials. The organization is a champion for ethical behavior in investment markets and a respected source of knowledge in the global financial community. The end goal: to create an environment where investors' interests come first, markets function at their best, and economies grow. CFA Institute has more than 155,000 members in 165 countries and territories, including 150,000 CFA® charterholders, and 148 member societies. For more information, visit www.cfainstitute.org.
All CFA Program exams through November 2021 will reflect the 2020 curriculum. Purchase your copy and begin studying for Level I now! The CFA Program Curriculum 2020 Level I Box Set provides candidates and other motivated investment professionals with the official curriculum tested on the Level I CFA exam. This box set includes all the content Chartered Financial Analyst candidates are expected to know for the Level I exam, including concise instruction on the 10 core topics covered in the Candidate Body of Knowledge (CBOK). Utilizing engaging visuals, cases, and examples to illustrate key concepts, this box set helps candidates apply what they learn in real-world investment scenarios. The CFA Program Curriculum 2020 Level I Box Set offers: A comprehensive Learning Ecosystem designed to take you through the entire curriculum or help you focus on areas where you need additional study time. Practice questions to assist with your recall of key terms, concepts, and formulas. Mock exams to help you become accustomed to the pace and pressure of the real-world exam. Perfect for anyone considering the CFA designation or currently preparing for a 2021 exam window, the 2020 Level I Box Set is a must-have resource for building basic skills required to become a Chartered Financial Analyst .
Table of Contents
- Title Page
- Table of Contents
- How to Use the CFA Program Curriculum
- Ethical and Professional Standards
- Study Session 1. Ethical and Professional Standards
- Reading Assignments
- Reading 1. Ethics and Trust in the Investment Profession
- Learning Outcomes
- 1. Introduction
- 2. Ethics
- 3. Ethics and Professionalism
- 3.1. How Professions Establish Trust
- Professions normalize practitioner behavior.
- Professions provide a service to society.
- Professions are client focused.
- Professions have high entry standards.
- Professions possess a body of expert knowledge.
- Professions encourage and facilitate continuing education.
- Professions monitor professional conduct.
- Professions are collegial.
- Professions are recognized oversight bodies.
- Professions encourage the engagement of members.
- 3.2. Professions Are Evolving
- 3.1. How Professions Establish Trust
- 4. Professionalism in Investment Management
- 5. Challenges to Ethical Conduct
- 6. Ethical vs. Legal Standards
- 7. Ethical Decision-Making Frameworks
- 8. Conclusion
- Summary
- References
- PracticeProblems
- Solutions
- Reading 2. Code of Ethics and Standards of Professional Conduct
- Learning Outcomes
- Preface
- Evolution of the CFA Institute Code of Ethics and Standards of Professional Conduct
- Standards of Practice Handbook
- Summary of Changes in the Eleventh Edition
- Inclusion of Updated CFA Institute Mission
- Updated Code of Ethics Principle
- New Standard Regarding Responsibilities of Supervisors [IV(C)]
- Additional Requirement under the Standard for Communication with Clients and Prospective Clients [V(B)]
- Modification to Standard VII(A)
- General Guidance and Example Revision
- CFA Institute Professional Conduct Program
- Adoption of the Code and Standards
- Acknowledgments
- Ethics and the Investment Industry
- CFA Institute Code of Ethics and Standards of Professional Conduct
- Practice Problems
- Solutions
- Reading 3. Guidance for Standards I–VII
- Learning Outcomes
- Standard I: Professionalism
- Standard I(A) Knowledge of the Law
- Guidance
- Recommended Procedures for Compliance
- Application of the Standard
- Example 1 (Notification of Known Violations):
- Example 2 (Dissociating from a Violation):
- Example 3 (Dissociating from a Violation):
- Example 4 (Following the Highest Requirements):
- Example 5 (Following the Highest Requirements):
- Example 6 (Laws and Regulations Based on Religious Tenets):
- Example 7 (Reporting Potential Unethical Actions):
- Example 8 (Failure to Maintain Knowledge of the Law):
- Standard I(B) Independence and Objectivity
- Guidance
- Recommended Procedures for Compliance
- Application of the Standard
- Example 1 (Travel Expenses):
- Example 2 (Research Independence):
- Example 3 (Research Independence and Intrafirm Pressure):
- Example 4 (Research Independence and Issuer Relationship Pressure):
- Example 5 (Research Independence and Sales Pressure):
- Example 6 (Research Independence and Prior Coverage):
- Example 7 (Gifts and Entertainment from Related Party):
- Example 8 (Gifts and Entertainment from Client):
- Example 9 (Travel Expenses from External Manager):
- Example 10 (Research Independence and Compensation Arrangements):
- Example 11 (Recommendation Objectivity and Service Fees):
- Example 12 (Recommendation Objectivity):
- Example 13 (Influencing Manager Selection Decisions):
- Example 14 (Influencing Manager Selection Decisions):
- Example 15 (Fund Manager Relationships):
- Example 16 (Intrafirm Pressure):
- Standard I(C) Misrepresentation
- Guidance
- Recommended Procedures for Compliance
- Application of the Standard
- Example 1 (Disclosure of Issuer-Paid Research):
- Example 2 (Correction of Unintentional Errors):
- Example 3 (Noncorrection of Known Errors):
- Example 4 (Plagiarism):
- Example 5 (Misrepresentation of Information):
- Example 6 (Potential Information Misrepresentation):
- Example 7 (Plagiarism):
- Example 8 (Plagiarism):
- Example 9 (Plagiarism):
- Example 10 (Plagiarism):
- Example 11 (Misrepresentation of Information):
- Example 12 (Misrepresentation of Information):
- Example 13 (Avoiding a Misrepresentation):
- Example 14 (Misrepresenting Composite Construction):
- Example 15 (Presenting Out-of-Date Information):
- Example 16 (Overemphasis of Firm Results):
- Standard I(D) Misconduct
- Guidance
- Recommended Procedures for Compliance
- Application of the Standard
- Standard II: Integrity of Capital Markets
- Standard II(A) Material Nonpublic Information
- Guidance
- Recommended Procedures for Compliance
- Achieve Public Dissemination
- Adopt Compliance Procedures
- Adopt Disclosure Procedures
- Issue Press Releases
- Firewall Elements
- Appropriate Interdepartmental Communications
- Physical Separation of Departments
- Prevention of Personnel Overlap
- A Reporting System
- Personal Trading Limitations
- Record Maintenance
- Proprietary Trading Procedures
- Communication to All Employees
- Application of the Standard
Erscheint lt. Verlag | 9.8.2019 |
---|---|
Sprache | englisch |
Themenwelt | Recht / Steuern ► Wirtschaftsrecht |
Wirtschaft ► Betriebswirtschaft / Management ► Finanzierung | |
ISBN-10 | 1-119-59357-3 / 1119593573 |
ISBN-13 | 978-1-119-59357-7 / 9781119593577 |
Haben Sie eine Frage zum Produkt? |
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